All financial services organizations with trading-related activities should have a state-of-the-art design and technology architecture for market, trade, and communication monitoring purposes. Capital markets firms need to continue to progress their current and future surveillance needs as regulators continue to penalize and make no exceptions for those with inappropriate controls in place.

Leveraging the Aite Matrix, a proprietary Aite Group vendor assessment framework, this Aite Matrix Report evaluates the overall competitive position of each vendor, focusing on vendor stability, client strength, product features, and client services.

A total of 14 vendors agreed to be evaluated under the Aite Matrix framework and Intellect’s Capital Alpha finds it’s place amongst the leading vndors in the space.

The vendors were rated as per the following criteria –

  • Vendor solutions having market abuse and trade surveillance capabilities
  • The existing client base using the solutions to monitor and comply with market abuse and trade surveillance requirements

Trade Surveillance programs are designed to track market manipulation activities, anticipated future vulnerabilities with current business setup, processes, systems, and data. Trade Surveillance solutions offer sophisticated detection methods, robust surveillance protocols to enable firms to achieve compliance.